The Organic Farming Regulations 1999
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The Minister of Agriculture, Fisheries and Food, being a Minister designated[1] for the purposes of section 2(2) of the European Communities Act 1972[2] in reltion to the common agricultural policy of the European Community, in exercise of the powers conferred on him by that section, and of all other powers enabling him in that behalf, after obtaining the approval of the European Commission to zonal programmes submitted in draft in accordance with Article 7.1 of Council Regulation (EEC) No. 2078/92 on agricultural production methods compatible with the requirements of the protection of the environment and the maintenance of the countryside[3], and after consulting the Secretary of State for the Environment, the Countryside Commission, the Nature Conservancy Council for England and the Historic Buildings and Monuments Commission of England in accordance with section 99 of the Environment Act 1995[4], hereby makes the following Regulations- Title, commencement and extent
Interpretation
(ii) for woodlands, except where that use is ancillary to any other
use of land for the purposes of agriculture;
(b) approved by the Commission of the European Communities under
Article 7(3) of Council Regulation 2078/92 as part of a zonal programme
drawn up pursuant to Article 3 of that Regulation;
(b) a person who occupies the whole or any part of an organic unit
following a change of occupation of the holding, who has given an undertaking
to comply with all the obligations assumed by its previous occupier under
these Regulations, in so far as they relate to land comprised in that organic
unit, or the part of that organic unit occupied by him, and whose undertaking
in such terms has been accepted by the Minister;
(b) in relation to any other organic parcel, not later than the fifth
anniversary of the date of receipt;
(ii) in any other case, the year beginning with the anniversary of
the date of receipt which is the first such anniversary to occur during
the conversion period relating to the organic parcel in question; and
(b) notification having been given under Article 8 of Council Regulation
2092/91[13], details of such organic parcel or organic
unit have appeared in the list referred to in that Article;
(b) a private inspection body approved by that authority in accordance
with Article 9 of that Regulation (which concerns the inspection system
to which organic farming is subject),
(b) those parcels which it is intended to register in the future; (c) the dates on which such organic parcels have been or (as the case may be) are to be registered; and (d) where the plan relates to land on which livestock are kept, the
livestock that are undergoing conversion or are organic livestock;
(b) a tenancy agreement falling within section 1 of the Agricultural Tenancies Act 1995[16]; or (c) a contract for a tenancy for a fixed term of years; and
Aid for organic farming
(b) in respect of an organic unit, to any person who is a beneficiary
in respect of an organic parcel comprised in that organic unit;
(2) If, following the receipt of an application made in accordance with regulation 9, and such information and evidence as the Minister reasonably may direct to be supplied, it appears to the Minister that the applicant satisfies the conditions of eligibility specified in regulation 5 in respect of all, some or any one of the organic parcels that are the subject of that application ("the eligible organic parcels"), the Minister shall, subject to regulations 6, 7 and 8, accept the application with respect to the eligible organic parcel or parcels and notify the applicant in writing of the acceptance and the date from which aid shall become payable in respect of the eligible organic parcel or parcels. (3) An application may be withdrawn by a notice in writing given by the applicant at any time before the application is accepted by the Minister. (4) A claim for the payment of aid shall be made at such time as the Minister may reasonably direct. (5) A payment of aid made by the Minister to a beneficiary pursuant to these Regulations may be made at any time during the year in respect of which the payment in question is to be made. Determination of amount of aid and periods for which aid is paid
(ii) in any other case, beginning with the anniversary of the date
of receipt which is the first such anniversary to occur during the conversion
period relating to the organic parcel in question; and
Conditions of eligibility
(b) at the date of his application, the applicant-
(ii) shall not be disqualified from eligibility to participate in
an agri-environment scheme either by application of a penalty consequent
upon Article 20(2) of the Commission Regulation (which requires member
States to determine a system of penalties for breaches of undertakings)
or by application of Article 20(3) of the Commission Regulation (which
requires a person who, intentionally or by reason of gross negligence,
makes a false declaration to be excluded from all aid under Council Regulation
2078/92);
(d) the applicant shall give the undertakings mentioned in paragraph
(2) in support of his application.
(b) for the duration of the specified period-
(ii) to farm the land that is the subject of his application, and such part of the organic unit comprising that land as at any given time is being farmed by organic farming methods, in accordance with the proposals set out in his application and with UKROFS standards and the standards set out in Schedule 2; (iii) to ensure that no livestock other than organic livestock or livestock undergoing conversion are grazed on his organic unit for more than 62 days in each grazing year; (iv) to ensure that any organic livestock or livestock undergoing conversion which are kept on his organic unit are kept in accordance with UKROFS standards; and (v) where at the date of his application the applicant has introduced
organic farming on a part of his holding other than the part which is the
subject of the application, to ensure that that other part conforms to
UKROFS standards and continue with organic farming on that other part of
his holding, in accordance with UKROFS standards and the standards set
out in Schedule 2; and
6. - (1) The Minister shall not accept an application unless-
(b) it contains a declaration by the applicant that the inspection
authority has approved a plan relating to the whole of the organic unit
comprising the organic parcel to which the application relates.
(3) The Minister shall not accept an application from an applicant who occupies his holding as a tenant unless the applicant has satisfied the Minister that he has notified his immediate landlord in writing of the making of such application. (4) Paragraph (2) shall not apply to an application in relation to an organic parcel for which a certificate of registration was first issued by an inspection authority at any time after 1st April 1998 and before 6th April 1999. Restrictions on payment of aid
(2) The Minister may refuse or reduce aid which would duplicate any assistance previously given or to be given out of money provided by Parliament, and for this purpose aid shall be taken to be such as to duplicate such assistance if it would (if paid) be paid for any of the same purposes in respect of any of the same land. (3) No payment of aid shall be made in respect of an organic parcel until the Minister has received a certificate of registration in respect of that organic parcel. (4) Where an application in respect of an organic parcel is accepted before the date on which the conversion period in respect of that organic parcel begins, no payment of aid in respect of that organic parcel shall be made in respect of any period beginning before the anniversary of the date of receipt which is the first such anniversary to occur during that conversion period. (6) Aid shall not be payable in respect of any
organic parcel, or any organic unit comprising land to which an application
relates, which-
(b) has been fully organic at any time during the period beginning
on 10th August 1993 and ending on the date of receipt.
Financial limits
(2) Notice of a suspension by the Minister under paragraph (1), or of the termination of any such suspension, shall be published in the London Gazette. Form and content of application etc.
(b) a claim for payment, (c) an undertaking given by a new occupier in accordance with regulation 12, and (d) a request under regulation 13(1) for the substitution of entitlement
to payment under these Regulations for entitlement under the 1994 Regulations,
Power to vary undertakings
(2) The Minister shall not vary the terms of an undertaking unless he is satisfied that, having regard to any conditions proposed to be attached to the variation, the purposes for which the undertaking was given will not be adversely affected by the variation. Amendment of approved plan
Change of occupation
(b) subject to the provisions of this regulation, the new occupier
of that organic unit or part may give an undertaking in writing to the
Minister to comply, with effect from the date on which he entered into
occupation of the organic unit or part (as the case may be) and for the
remainder of the specified period, with the obligations assumed by the
beneficiary under his application relating to the land comprised in that
organic unit, in so far as they apply in relation to the land transferred
to the new occupier.
(3) Subject to paragraph (4) below, where the
change of occupation referred to in paragraph (1) is not consequent on
the beneficiary's death, the powers which are conferred on the Minister
by regulation 16(2) in respect of the beneficiary's obligations of reimbursement
under Article 11(1) of the Commission Regulation (which governs transfers
of holdings), or in respect of any failure by the beneficiary to comply
with any undertaking, and which are in either case exercisable as a consequence
of his ceasing to be in occupation of the organic unit or part of the organic
unit (as the case may be), shall not apply, provided that-
(b) where the new occupier occupies part only of the beneficiary's
organic unit, the beneficiary satisfies the conditions of eligibility in
regulation 5(1)(a), (b) and (c), as they would apply in relation to that
part of the organic unit of which he remains in occupation, if an application
had been made by him in relation to that part.
(5) Where there is a change of occupation of part
of an organic unit, the Minister shall determine the extent to which the
obligations assumed by the beneficiary relate to that part, having regard
to-
(b) the use to which that part is put;
(6) The Minister shall not accept an undertaking
under paragraph (1)(b) unless he is satisfied that-
(b) the new occupier is in lawful occupation of the relevant land as owner or tenant or is in lawful possession of that land as the personal representative of the beneficiary; (c) the conditions of eligibility specified in regulation 5(1)(a), (b)(ii) and (d) would be satisfied if the undertaking were an application in respect of the relevant land to which the undertaking relates; and (d) the new occupier has given the undertaking mentioned in paragraph
(7) below in any case where, before entering into occupation of the organic
unit in question, the new occupier has introduced organic farming on any
part of his holding.
(8) A new occupier who gives an undertaking to comply with the obligations assumed by the beneficiary shall, within such period following the change of occupation as the Minister reasonably may direct, supply to the Minister such evidence and such supplementary information in such form as the Minister reasonably may direct to be supplied. (9) Where the Minister has accepted an undertaking
from a new occupier to comply with the obligations of a beneficiary-
(b) with effect from that date, the previous occupier shall cease
to be a beneficiary, and shall cease to be bound by the obligations assumed
by virtue of his undertaking, in so far as they apply in relation to the
holding or (as the case may be) that part of the holding occupied by the
new occupier.
Payment under these Regulations in lieu of the 1994 Regulations
(2) For the purposes of these Regulations, in
so far as they apply in relation to land to which a request under paragraph
(1) relates-
(b) the conversion period in question under the previous scheme shall be treated as the conversion period applicable in relation to such land; (c) the organic unit comprising land to which a request under paragraph (1) relates shall be taken to be the aggregate of the areas referred to in regulation 5(1)(a)(ii) and (iii) of the 1994 Regulations; (d) the specified period, in relation to land comprised in an application accepted under the 1994 Regulations, shall be taken to be the period beginning with the effective date with respect to the first organic parcel and ending on the expiry of the period of five years from the date on which the first payment becomes payable in respect of the last organic parcel which is the subject of that application; (e) in the definition of "first organic parcel" in regulation 2(1), "application" shall be taken to mean an application accepted under the 1994 Regulations; (f) in the definition of "first year" in regulation 2(1), for sub-paragraph
(a) there shall be substituted-
(ii) in any other case, the year beginning the commencement of the
conversion period relating to the organic parcel in question; and";
(h) in regulation 4(1), for sub-paragraphs (a) and (b) there shall
be substituted-
(ii) in any other case, beginning with the commencement of the conversion
period relating to the organic parcel in question; and
(4) Where the Minister accepts a request under
paragraph (1)-
(ii) there shall be deducted from any amount payable under these
Regulations in respect of any subsequent year any amount already paid in
respect of the same period under the 1994 Regulations; and
(b) affect any amount to which the beneficiary is or was entitled
under the 1994 Regulations in respect of the first year.
(b) "the effective date", in relation to an organic parcel, means the date on which the conversion period under the previous scheme began; (c) "the first specified period", in relation to an organic unit, means the specified period applicable with respect to the first application under the 1994 Regulations made in relation to land comprised in that organic unit; (d) "prior undertaking" means an undertaking given for the purposes of an application under the 1994 Regulations; and (e) "the relevant date" means the date on which a request under paragraph
13(1) in accordance with regulation 9 was received by the Minister.
14. An applicant shall keep for the duration of the specified period any correspondence or other records relating to any document mentioned in regulation 9, and any records relating to his farming of any land in accordance with his undertakings under these Regulations. Obligation to permit entry and inspection
(b) ascertaining whether the applicant has duly complied with any
undertaking given or (by virtue of regulation 13(4)(b)) to be treated as
given by him under these Regulations.
(b) at the request of an authorised person, accompany him in making
an inspection of any land and identify any area of land to which any application
or any undertaking relates.
(4) Save in so far as is reasonably required for the purposes of inspecting a document or record as mentioned in paragraph (1)(a), paragraph (1) shall not apply in relation to any part of the holding which comprises a private dwelling. Withholding and recovery of aid, termination and exclusion
(2) Where a beneficiary-
(b) fails without reasonable excuse to permit entry and inspection by an authorised person or to render all reasonable assistance to such authorised person as required by regulation 15(2), or (c) fails to comply with any other requirement of these Regulations,
(3) Where the Minister takes any step specified in paragraph (1) or (2), he may also treat as terminated any entitlement of the beneficiary to the payment of aid under these Regulations. (4) Where under paragraph (3) the Minister treats the beneficiary's entitlement to aid as terminated, he may also by notice in writing to the beneficiary disqualify him from participating in any agri-environment scheme for such period (not exceeding two years) from the date of that termination as may be specified in the notice. (5) Before taking any step specified in paragraph
(1), (2), (3) or (4), the Minister shall-
(b) afford the beneficiary the opportunity of appearing before and being heard by a person appointed for that purpose by the Minister; and (c) consider the report by the person so appointed and supply a copy
of the report to the beneficiary.
17. - (1) Where a payment of aid is made to a beneficiary by the Minister and, by virtue of Article 20(1) of the Commission Regulation (which provides for recovery of wrongful payments with interest) a reimbursement of all or part of the payment with interest is required, the rate of interest shall be one percentage point above LIBOR on a day to day basis. (2) For the purposes of this regulation, LIBOR means the sterling three month London interbank offered rate in force during the period specified in Article 20(1) of the Commission Regulation. (3) In any proceedings relating to the recovery of interest in accordance with this regulation, a certificate of the Minister stating the LIBOR applicable during a period specified in the certificate shall be conclusive evidence of the rate applicable in the specified period if the certificate also states that the Bank of England notified the Minister of that rate. Recovery of payments
False statements
Offences by bodies corporate
(b) any person who was purporting to act in any such capacity,
(2) For the purposes of paragraph (1) above, "director", in relation to a body corporate whose affairs are managed by its members, means a member of that body corporate. Closure of the organic aid scheme under the 1994 Regulations
Elliot Morley
11th March 1999
SCHEDULE 1 CALCULATION OF AID
PART I PAYMENT IN RESPECT OF AN ORGANIC PARCEL
1. AAPS eligible land and permanent crops:
2. Other improved land:
3. Unimproved land:
In Part I of this Schedule-
(b) other land used for grazing-
(ii) which, at the time that an application is made, is managed land.
PART II PAYMENT IN RESPECT OF THE ORGANIC UNIT AS A WHOLE
SCHEDULE 2 STANDARDS TO BE OBSERVED
1. The beneficiary shall not plough, reseed or improve, by use of drainage, manures or liming agents, any heathland, grassland of conservation value, including species-rich grassland, or rough grazing. The beneficiary shall not graze any such semi-natural habitats so as to cause poaching, over-grazing or under-grazing affecting the conservation value of such habitats. 2. The beneficiary shall avoid localised heavy stocking in the nesting season on areas of semi-natural vegetation, including heathland, species-rich grassland and rough grazing. 3. The beneficiary shall not carry out field operations, such as harrowing or rolling, on species-rich grassland or rough grazing during the nesting season. 4. The beneficiary shall not cultivate or apply fertilisers to the land within 1 metre of any boundary features, such as fences, hedges or walls. 5. The beneficiary shall retain traditional farm boundary features, for example, hedges and walls. He shall carry out hedge-trimming in rotation, but not between 1st March and 31st August. The beneficiary shall maintain any stockproof boundaries, using traditional methods and materials. 6. Ditch maintenance shall be carried out in rotation, but not between 1st March and 31st August. 7. The beneficiary shall maintain streams, ponds and wetland areas. 8. The beneficiary shall retain any copses, farm woodlands or groups of trees. 9. The beneficiary shall ensure that in farming the land he does not damage, destroy or remove any feature of historical or archaeological interest, including areas of ridge and furrow.
10. The beneficiary shall abide by the terms
of the Codes of Good Agricultural Practice for the protection of Soil,
Air, Water and, where applicable, Pesticides, published by the Ministry
(1998; references PB0617, PB0618, PB0585 and PB3528).
(This note is not part of the Regulations)
These Regulations, which apply to England, provide for the payment of aid to farmers who undertake to introduce organic farming methods and comply with certain environmental management conditions, pursuant to Article 2(1)(a) and (d) of Council Regulation (EEC) No. 2078/92 (OJ No. L215, 30.7.92, p. 85) ("the Agri-environment Regulation"). These Regulations implement certain provisions of Commission Regulation (EC) No. 746/96 (OJ No. L102, 25.4.96, p. 19) ("the Commission Regulation"), as amended by Commission Regulation (EC) No. 435/97 (OJ No. L67, 7.3.97, p. 2), laying down detailed rules for the application of the Agri-environment Regulation, in particular Article 11(3)(b) (which concerns the extension, during the currency of an undertaking, of the area subject to that undertaking), Article 13 (which provides for transfers from one undertaking to another in certain circumstances) and Article 20 (which provides for recovery of wrongful payments with interest, a penalty system and exclusion for false declarations). The powers which are conferred by these Regulations are exercisable subject to the terms of certain other provisions of the Commission Regulation, in particular Article 10 (which restricts duplication of aid payments), Article 11 (which governs transfers of holdings which are subject to agreements or undertakings under the Agri-environment Regulation), Article 12 (force majeure) and Article 14 (which governs undertakings and procedures). The Regulations-
(b) specify the conditions of eligibility to be satisfied by applicants for aid (regulation 5), certain procedural and formal preconditions for the acceptance of applications for aid (regulations 6 and 9), and certain restrictions on the payment of aid (regulation 7); and permit the Minister to refuse applications for aid in the event that financial resources available for aid under the Regulations are insufficient (regulation 8); (c) provide for variations of undertakings given by applicants for aid and amendments to conversion plans (regulations 10 and 11); (d) provide for the payment of aid to a new occupant where there has been a change in the occupation of an organic unit or part of an organic unit due to the death of a beneficiary or otherwise (regulation 12); (e) enable certain beneficiaries of aid under the Organic Farming Regulations 1994 ("the 1994 Regulations") to apply to be treated as entitled to aid under these Regulations in lieu of any further entitlement under the 1994 Regulations (regulation 13); (f) impose obligations in respect of the keeping of records and confer powers of entry and inspection (regulations 14 and 15); (g) provide for the withholding or recovery of aid and the recovery of interest (regulations 16, 17 and 18); (h) provide for an offence of making a false statement, and make provision in relation to any such offence committed by a corporation (regulations 19 and 20); and (i) close the scheme established by the 1994 Regulations to further
applications (regulation 21).
Copies of the Codes of Good Agricultural Practice for the protection of Soil, Air, Water and Pesticides (referred to in paragraph 10 of Schedule 2) are available free of charge from MAFF Publications ADMAIL 6000, London SW1A 2XX. No Regulatory Impact Assessment has been prepared in respect of these Regulations.
Notes: [1] S.I. 1972/1811.back [2] 1972 c. 68.back [3] OJ L215, 30.7.92, p. 85.back [4] 1995 c. 25.back [5] S.I. 1994/1721; amended by S.I. 1996/3109 and S.I. 1998/1606.back [6] OJ No. L102, 25.4.96, p. 19.back [7] OJ No. L67, 7.3.97, p. 2.back [8] OJ No. L198, 22.7.91, p. 1.back [9] OJ No. L247, 5.9.98, p. 6.back [10] OJ No. L215, 30.7.92, p. 85.back [11] OJ No. L288, 1.12.95, p. 35.back [12] OJ No. L259, 12.10.96, p. 7.back [13] By virtue of S.I. 1992/2111, as amended by S.I. 1994/2286, the authority responsible for the reception of notifications in relation to land in England under Article 8 of Council Regulation 2092/91 is the Minister.back [14] S.I. 1992/2111. The relevant amending instrument is S.I. 1994/2286.back [15] 1986 c. 5.back [16] 1995 c. 8.back [17] S.I. 1996/3142, amended by S.I. 1997/2969.back
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